Filing Details

Accession Number:
0000098246-17-000037
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-01 15:42:19
Reporting Period:
2017-02-27
Filing Date:
2017-03-01
Accepted Time:
2017-03-01 15:42:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
98246 Tiffany & Co TIF Retail-Jewelry Stores (5944) 133228013
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1016748 K. Charles Marquis Tiffany &Amp; Co.
727 Fifth Avenue
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock $.01 Par Disposition 2016-05-28 848 $0.00 49,269 No 5 G Direct
Common Stock $.01 Par Disposition 2016-12-19 650 $0.00 28,980 No 5 G Indirect By Revocable Trust
Common Stock $.01 Par Acquisiton 2017-02-27 10,000 $37.65 59,269 No 4 M Direct
Common Stock $.01 Par Disposition 2017-02-27 10,000 $92.01 49,269 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Indirect By Revocable Trust
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock $.01 Par Non-Qualified Stock Option (Right to Buy) Disposition 2017-02-27 10,000 $0.00 10,000 $37.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-01-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock $.01 Par 56,000 Indirect By Irrevocable Trust
Footnotes
  1. Shares transferred to the Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03.
  2. 1,269 shares in the total is an unvested restricted stock unit grant.
  3. Shares were transferred to a 501(c)(3) entity.
  4. 848 shares were transferred on 5/28/16 from directly owned shares to the Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03. On 12/19/16 the Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03 transferred 650 shares to a 501(c)(3) entity.
  5. Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03.
  6. Irrevocable Trust titled "Marquis 2012 Children's Trust." Reporting person is the sole trustee of the trust. Reporting person disclaims beneficial ownership of Tiffany & Co. stock held by the Marquis 2012 Children's Trust.
  7. Options granted pursuant to the Tiffany & Co. 1998 Director Option Plan, which complies with Rule 16b-3, on January 17, 2008. The option vested in two equal annual installments on January 17, 2009 and 2010.
  8. Total grant 10,000 shares. 0 shares previously exercised.