Filing Details
- Accession Number:
- 0000750556-17-000069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-01 15:26:51
- Reporting Period:
- 2017-02-28
- Filing Date:
- 2017-03-01
- Accepted Time:
- 2017-03-01 15:26:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
750556 | Suntrust Banks Inc | STI | National Commercial Banks (6021) | 581575035 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1352118 | E Thomas Freeman | 303 Peachtree Street, N.e. Atlanta GA 30308 | Corp. Evp & Consumer Executive | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-02-28 | 22,584 | $59.25 | 148,273 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 651 | Indirect | 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Units | $0.00 | 1,554 | 1,554 | Direct | ||
Common Stock | Phantom Stock | $0.00 | 2018-02-09 | 2018-02-09 | 3,458 | 3,458 | Direct |
Common Stock | Phantom Stock | $0.00 | 2019-02-09 | 2019-02-09 | 3,459 | 3,459 | Direct |
Common Stock | Phantom Stock | $0.00 | 2018-02-09 | 2018-02-09 | 22,617 | 22,617 | Direct |
Common Stock | Phantom Stock | $0.00 | 2019-02-09 | 2019-02-09 | 22,618 | 22,618 | Direct |
Common Stock | Option | $64.58 | 2011-02-12 | 2018-02-12 | 81,400 | 81,400 | Direct |
Common Stock | Phantom Stock | $0.00 | 2020-02-14 | 2020-02-14 | 5,774 | 5,774 | Direct |
Common Stock | Phantom Stock | $0.00 | 2017-02-21 | 2018-02-21 | 5,602 | 5,602 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,554 | 1,554 | Direct | |
2018-02-09 | 3,458 | 3,458 | Direct |
2019-02-09 | 3,459 | 3,459 | Direct |
2018-02-09 | 22,617 | 22,617 | Direct |
2019-02-09 | 22,618 | 22,618 | Direct |
2018-02-12 | 81,400 | 81,400 | Direct |
2020-02-14 | 5,774 | 5,774 | Direct |
2018-02-21 | 5,602 | 5,602 | Direct |
Footnotes
- Represents time-vested restricted stock units granted on February 9, 2016 under the SunTrust Banks, Inc. 2009 Stock Plan. the plan is exempt under Rule 16b-03. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations.
- Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
- The phantom stock units were acquired under SunTrust Banks, Inc.'s Deferred Compensation Plan. These securities convert to common stock on a one-for-one basis.
- Granted pursuant to the SunTrust Banks, Inc. 2000 Stock Plan. Includes shares acquired upon dividend reinvestment.
- Represents time-vested restricted stock uit award granted on February 14th, 2017 under the sunTrust Banks, Inc 2009 Stock Plan. The plan is exempt under Rule 16b-3. Awrd will vest on February 14, 2020 and will be settled in Share of Common Stock. The restricted unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligtions by netting shares.
- Represents performance stock which was granted on February 21, 2014 and which vested on February 21, 2017. Award is settled in common stock. Because exceptional performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one year deferral.