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Home > Insider Trading > Filing (0001140361-17-009894)

Filing Details

Accession Number:: 0001140361-17-009894
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-01 14:09:56
Reporting Period:: 2017-02-28

Filing Date:: 2017-03-01
Accepted Time:: 2017-03-01 14:09:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
792987	Astec Industries Inc	ASTE	Construction Machinery & Equip (3531)	620873631

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1103157	Norman W Smith	4101 Jerome Avenue Chattanooga TN 37407	Vice Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-02-28	3,588	$0.00	3,588	No	4	A	Direct
Common Stock	Disposition	2017-02-28	5,000	$62.77	102,796	No	4	S	Indirect	W.N. Smith Living Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	S	Indirect	W.N. Smith Living Trust

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock	$0.00			24,881	24,881	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	24,881	24,881	Direct

Footnotes

Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.
Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.