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Home > Insider Trading > Filing (0000899243-17-005706)

Filing Details

Accession Number:: 0000899243-17-005706
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-01 06:09:34
Reporting Period:: 2017-02-27

Filing Date:: 2017-03-01
Accepted Time:: 2017-03-01 06:09:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1403528	Oaktree Capital Group Llc	OAK	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1372819	John Frank	C/O Oaktree Capital Group, Llc 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071	Vice Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Units	Disposition	2017-02-27	16,852	$45.11	58,333	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $45 to $45.5. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.