Filing Details
- Accession Number:
- 0001209191-17-015564
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-28 20:55:11
- Reporting Period:
- 2017-02-24
- Filing Date:
- 2017-02-28
- Accepted Time:
- 2017-02-28 20:55:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124140 | Exact Sciences Corp | EXAS | Services-Commercial Physical & Biological Research (8731) | 204782291 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1263311 | Maneesh Arora | C/O Exact Sciences Corp. 441 Charmany Drive Madison WI 53719 | Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-02-24 | 2,662 | $21.57 | 535,940 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-24 | 11,000 | $0.00 | 546,940 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-26 | 12,150 | $0.00 | 559,090 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-27 | 8,452 | $21.48 | 550,638 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2017-02-24 | 11,000 | $0.00 | 11,000 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2017-02-26 | 12,150 | $0.00 | 12,150 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,000 | No | 4 | M | Direct | ||
| 36,450 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 13,198 | Indirect | Held in 401(K) Account |
| Common Stock | 65,000 | Indirect | Held in Grantor Retained Annuity Trust |
Footnotes
- Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain restricted stock units on February 22, 2017.
- Represents shares of common stock received upon vesting of a restricted stock unit award.
- Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain restricted stock units on February 24, 2017 and February 26, 2017.
- Each restricted stock unit represents a contingent right to receive one share of common stock.
- Represents a restricted stock unit award granted on February 24, 2014 that partially vested on February 24, 2017. The restricted stock units vest in four equal annual installments beginning on February 24, 2015.
- Represents a restricted stock unit award granted on February 26, 2016 that partially vested on February 26, 2017. The restricted stock units vest in four equal annual installments beginning on February 26, 2017.
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