Filing Details
- Accession Number:
- 0001371285-17-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-28 19:03:09
- Reporting Period:
- 2017-02-24
- Filing Date:
- 2017-02-28
- Accepted Time:
- 2017-02-28 19:03:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1371285 | Trupanion Inc. | TRUP | Hospital & Medical Service Plans (6324) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1622728 | Asher Bearman | C/O Trupanion, Inc. 6100 4Th Avenue S, Suite 200 Seattle WA 98108 | Chief Administrative Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-24 | 295 | $4.77 | 4,334 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-24 | 295 | $16.28 | 4,039 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-27 | 905 | $4.77 | 4,944 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-27 | 905 | $16.28 | 4,039 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2017-02-24 | 295 | $4.77 | 295 | $4.77 |
| Common Stock | Stock Option (right to buy) | Disposition | 2017-02-27 | 905 | $4.77 | 905 | $4.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 131,326 | 2023-08-02 | No | 4 | M | Direct | |
| 130,421 | 2023-08-02 | No | 4 | M | Direct |
Footnotes
- The option vests as to 25% of the total shares on July 15, 2014, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on July 15, 2017, subject tothe reporting person's provision of service to the issuer on each vesting date.
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