Filing Details
- Accession Number:
- 0000789132-17-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-28 17:47:00
- Reporting Period:
- 2017-02-24
- Filing Date:
- 2017-02-28
- Accepted Time:
- 2017-02-28 17:47:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
789132 | Spectranetics Corp | SPNC | Electromedical & Electrotherapeutic Apparatus (3845) | 840997049 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1396270 | Shahriar Matin | 9965 Federal Drive Colorado Springs CO 80921 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Spnc Common Stock | Acquisiton | 2017-02-24 | 40,000 | $10.90 | 138,450 | No | 4 | M | Direct | |
Spnc Common Stock | Disposition | 2017-02-24 | 19,000 | $27.90 | 119,450 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Spnc Common Stock | SPNC Common Stock | Disposition | 2017-02-24 | 40,000 | $0.00 | 40,000 | $10.90 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,000 | 2017-04-17 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to Mr. Matin's 10b5-1 plan dated 12/14/2016.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.85 to $28.10, inclusive. The reporting person undertakes to provide to The Spectranetics Corporation, any security holder of The Spectranetics Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- Grant date 4/17/2007. Options vest over four years with 25% vested on 4/17/2008 and 6.25% vests each calendar quarter thereafter. 100% fully vested on 4/17/2011.