Filing Details

Accession Number:
0001164727-17-000026
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-28 17:09:15
Reporting Period:
2017-02-24
Filing Date:
2017-02-28
Accepted Time:
2017-02-28 17:09:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1164727 Newmont Mining Corp NEM Gold And Silver Ores (1040) 841611629
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1361677 N William Macgowan 6363 South Fiddlers Green Circle
Greenwood Village CO 80111
Evp, Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $1.60 Par Value Disposition 2017-02-24 2,547 $36.43 91,462 No 4 F Direct
Common Stock, $1.60 Par Value Disposition 2017-02-24 2,518 $36.43 88,944 No 4 F Direct
Common Stock, $1.60 Par Value Disposition 2017-02-24 2,006 $36.31 86,938 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $1.60 Par Value 1,029 Indirect By 401(k) Plan
Footnotes
  1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,467 stock-settled restricted stock units.
  2. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,405 stock-settled restricted stock units.
  3. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2016.
  4. The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of January 31, 2017, the reporting person held 1,029 shares or 3,785 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.