Filing Details
- Accession Number:
- 0001140361-17-009677
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-28 16:42:00
- Reporting Period:
- 2017-02-24
- Filing Date:
- 2017-02-28
- Accepted Time:
- 2017-02-28 16:42:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1481792 | Quadaphics Inc. | QUAD | Commercial Printing (2750) | 391152983 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1595041 | Quadracci Kathryn Flores | Quad/Graphics, Inc. N61 W23044 Harry'S Way Sussex WI 53089-3995 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2017-02-24 | 2,917 | $27.29 | 82,988 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2017-02-27 | 36,082 | $27.29 | 46,906 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2017-02-28 | 19,853 | $27.25 | 27,053 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 1,736 | Indirect | By 401(a) Plan |
Class A Common Stock | 5,823 | Indirect | As trustee - HRQ 2014 Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 37,828 | 37,828 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 225,083 | 225,083 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
37,828 | 37,828 | Indirect | |
225,083 | 225,083 | Direct |
Footnotes
- These shares were previously received in the finalization of the estate of Elizabeth E. Quadracci, a co-founder and former director of the Company who died in 2013. As a result of the estate tax finalization, the beneficiaries of the estate received additional shares of class A common stock and class B common stock of the Company and, in light of their already extensive holdings, the beneficiaries have sold, or intend to sell, some of the class A shares received from the estate for diversification purposes. These planned sales will not have a material impact on the Quadracci family's ownership or control of the Company.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $27.29 to $27.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $27.29 to $27.31. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $26.99 to $27.84. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.