Filing Details

Accession Number:
0001140361-17-009677
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-28 16:42:00
Reporting Period:
2017-02-24
Filing Date:
2017-02-28
Accepted Time:
2017-02-28 16:42:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1481792 Quadaphics Inc. QUAD Commercial Printing (2750) 391152983
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1595041 Quadracci Kathryn Flores Quad/Graphics, Inc.
N61 W23044 Harry'S Way
Sussex WI 53089-3995
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2017-02-24 2,917 $27.29 82,988 No 4 S Direct
Class A Common Stock Disposition 2017-02-27 36,082 $27.29 46,906 No 4 S Direct
Class A Common Stock Disposition 2017-02-28 19,853 $27.25 27,053 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,736 Indirect By 401(a) Plan
Class A Common Stock 5,823 Indirect As trustee - HRQ 2014 Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 37,828 37,828 Indirect
Class A Common Stock Class B Common Stock $0.00 225,083 225,083 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
37,828 37,828 Indirect
225,083 225,083 Direct
Footnotes
  1. These shares were previously received in the finalization of the estate of Elizabeth E. Quadracci, a co-founder and former director of the Company who died in 2013. As a result of the estate tax finalization, the beneficiaries of the estate received additional shares of class A common stock and class B common stock of the Company and, in light of their already extensive holdings, the beneficiaries have sold, or intend to sell, some of the class A shares received from the estate for diversification purposes. These planned sales will not have a material impact on the Quadracci family's ownership or control of the Company.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $27.29 to $27.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
  3. The price in Column 4 is a weighted average price. The prices actually received ranged from $27.29 to $27.31. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
  4. The price in Column 4 is a weighted average price. The prices actually received ranged from $26.99 to $27.84. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
  5. Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.