Filing Details
- Accession Number:
- 0001140361-17-009494
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-27 19:28:55
- Reporting Period:
- 2017-01-12
- Filing Date:
- 2017-02-27
- Accepted Time:
- 2017-02-27 19:28:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1575793 | Energous Corp | WATT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1366294 | J Brian Sereda | C/O Energous Corporation 3590 North First Street, Suite 210 San Jose CA 95134 | Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-01-12 | 162 | $18.42 | 69,522 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-23 | 5,000 | $0.00 | 74,522 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2017-02-23 | 30,000 | $0.00 | 104,522 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Represents shares sold to cover taxes due upon vesting and settlement of performance share units.
- Each restricted stock unit represents a contingent right to receive one share of common stock.
- 50% of the restricted stock units will vest annually on February 23, 2017 and 2018.
- 25% of the restricted stock units will vest annually on February 23, 2018, 2019, 2020, and 2021.
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