Filing Details

Accession Number:
0001127602-17-008742
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-27 18:36:47
Reporting Period:
2017-02-23
Filing Date:
2017-02-27
Accepted Time:
2017-02-27 18:36:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1464423 Pennymac Mortgage Investment Trust PMT Real Estate Investment Trusts (6798) 270186273
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1486360 Vandad Fartaj C/O Pennymac Mortgage Investment Trust
3043 Townsgate Road
Westlake Village CA 91361
Chief Investment Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Interest Acquisiton 2017-02-23 6,602 $0.00 94,420 No 4 A Direct
Common Shares Of Beneficial Interest Disposition 2017-02-24 1,826 $16.88 92,594 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. The Reporting Person was granted 6,602 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.
  2. The reported amount consists of 40,334 restricted share units and 54,086 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
  3. The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.
  4. The price reported is the weighted average price of multiple transactions ranging from $16.84 to $16.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
  5. The reported amount consists of 40,334 restricted share units and 52,260 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.