Filing Details
- Accession Number:
- 0001209191-17-014725
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-27 16:14:25
- Reporting Period:
- 2017-02-23
- Filing Date:
- 2017-02-27
- Accepted Time:
- 2017-02-27 16:14:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1566373 | Spring Bank Pharmaceuticals Inc. | SBPH | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1424591 | M Kurt Eichler | C/O Spring Bank Pharmaceuticals, Inc. 86 South Street Hopkinton MA 01748 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-02-23 | 1,200 | $8.76 | 1,200 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 505,610 | Direct | |
Common Stock | 19,791 | Indirect | See footnote |
Common Stock | 10,000 | Indirect | See footnote |
Footnotes
- The purchase price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.755 to $8.767, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges sent forth in this footnote.
- These shares are directly held by the Reporting Person as custodian for Katherine Eichler. Katherine Eichler is an immediate family member sharing a household with the Reporting Person.
- These shares are directly held by Theresa Eichler as custodian for Katherine Eichler. Teresa Eichler and Katherine Eichler are immediate family members sharing a household with the Reporting Person.
- These shares are directly held by the Kurt M. Eichler Trust Under Agreement dated 12/27/14 FBO Katherine Eichler (the "Katherine Eichler Trust"). The Reporting Person's immediate family member, Katherine Eichler, is a beneficiary of the Katherine Eichler Trust, and the Reporting Person is a trustee of the Katherine Eichler Trust.