Filing Details

Accession Number:
0001209191-17-014725
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-27 16:14:25
Reporting Period:
2017-02-23
Filing Date:
2017-02-27
Accepted Time:
2017-02-27 16:14:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1566373 Spring Bank Pharmaceuticals Inc. SBPH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1424591 M Kurt Eichler C/O Spring Bank Pharmaceuticals, Inc.
86 South Street
Hopkinton MA 01748
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-23 1,200 $8.76 1,200 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 505,610 Direct
Common Stock 19,791 Indirect See footnote
Common Stock 10,000 Indirect See footnote
Footnotes
  1. The purchase price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.755 to $8.767, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges sent forth in this footnote.
  2. These shares are directly held by the Reporting Person as custodian for Katherine Eichler. Katherine Eichler is an immediate family member sharing a household with the Reporting Person.
  3. These shares are directly held by Theresa Eichler as custodian for Katherine Eichler. Teresa Eichler and Katherine Eichler are immediate family members sharing a household with the Reporting Person.
  4. These shares are directly held by the Kurt M. Eichler Trust Under Agreement dated 12/27/14 FBO Katherine Eichler (the "Katherine Eichler Trust"). The Reporting Person's immediate family member, Katherine Eichler, is a beneficiary of the Katherine Eichler Trust, and the Reporting Person is a trustee of the Katherine Eichler Trust.