Filing Details
- Accession Number:
- 0001225208-17-004675
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-27 13:32:36
- Reporting Period:
- 2017-02-24
- Filing Date:
- 2017-02-27
- Accepted Time:
- 2017-02-27 13:32:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 64040 | S&P Global Inc. | SPGI | Services-Consumer Credit Reporting, Collection Agencies (7320) | 131026995 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1449719 | L John Berisford | 55 Water Street New York NY 10041 | President, S&P Ratings Service | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-24 | 11,849 | $51.55 | 46,863 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-24 | 7,195 | $77.81 | 54,058 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-24 | 7,195 | $130.40 | 46,863 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-24 | 9,559 | $130.40 | 37,304 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-24 | 11,849 | $130.40 | 25,455 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options (Right to Buy) | Disposition | 2017-02-24 | 11,849 | $0.00 | 11,849 | $51.55 |
| Common Stock | Options (Right to Buy) | Disposition | 2017-02-24 | 7,195 | $0.00 | 7,195 | $77.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-04-01 | 2023-03-31 | No | 4 | M | Direct |
| 3,707 | 2015-04-01 | 2024-03-31 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 2,447 | 2,447 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 2018-12-31 | 2018-12-31 | 3,021 | 3,021 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2,447 | 2,447 | Direct | |
| 2018-12-31 | 3,021 | 3,021 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.0300 to $130.6700, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
- The restricted stock units will vest on December 31, 2017.
Billionaire Hedge Funds
