Filing Details
- Accession Number:
- 0001209191-17-014570
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-27 09:12:20
- Reporting Period:
- 2017-02-23
- Filing Date:
- 2017-02-27
- Accepted Time:
- 2017-02-27 09:12:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1418135 | Dr Pepper Snapple Group Inc. | DPS | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189832 | M Martin Ellen | 5301 Legacy Drive Plano TX 75024 | Executive Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-23 | 23,765 | $0.00 | 23,765 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2017-02-23 | 9,064 | $0.00 | 14,701 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-02-24 | 13,701 | $94.29 | 1,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-24 | 1,000 | $0.00 | 0 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2017-02-24 | 1,000 | $0.00 | 69,000 | No | 4 | J | Indirect | By Limited Partnership |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct | |
| No | 4 | J | Indirect | By Limited Partnership |
Footnotes
- These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 9,064 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.
- The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $94.16-$94.55. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The reporting person directed that the 1,000 shares beneficially owned by reporting person be transferred to Martin Robin Partners, L.P., in which the reporting person has a pecuniary interest.
- 69,000 shares are beneficially owned by Martin Robin Partners L.P., in which the reporting person has a pecuniary interest.
Billionaire Hedge Funds
