Filing Details
- Accession Number:
- 0001140361-17-009241
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-02-24 19:59:17
- Reporting Period:
- 2017-02-21
- Filing Date:
- 2017-02-24
- Accepted Time:
- 2017-02-24 19:59:17
- Original Submission Date:
- 2017-02-23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1212458 | Proofpoint Inc | PFPT | Services-Computer Processing & Data Preparation (7374) | 510414846 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1547393 | Eric Hahn | C/O Proofpoint, Inc. 892 Ross Drive Sunnyvale CA 94089 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-02-21 | 3,549 | $83.03 | 125,501 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-21 | 39,741 | $83.69 | 85,760 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-21 | 951 | $83.03 | 212,767 | No | 4 | S | Indirect | By Family Trust |
| Common Stock | Disposition | 2017-02-21 | 10,759 | $83.69 | 202,008 | No | 4 | S | Indirect | By Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Family Trust |
| No | 4 | S | Indirect | By Family Trust |
Footnotes
- The shares sold was incorrectly reported in the original Form 4 due to broker administrative error.
- The weighted average sales price per share was incorrectly reported in the original Form 4 due to broker administrative error.
- The amount of securities beneficially owned was incorrectly reported in the original Form 4 due to broker administrative error.
Billionaire Hedge Funds
