Filing Details
- Accession Number:
- 0001351285-17-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-24 16:59:30
- Reporting Period:
- 2017-02-22
- Filing Date:
- 2017-02-24
- Accepted Time:
- 2017-02-24 16:59:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1351285 | Rosetta Stone Inc | RST | Services-Prepackaged Software (7372) | 043837082 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1641165 | Sean M. Hartford | C/O Rosetta Stone Inc. 1621 North Kent Street, Suite 1200 Arlington VA 22209 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-22 | 6,705 | $0.00 | 16,606 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2017-02-23 | 496 | $7.63 | 16,110 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- These shares are subject to forfeiture restrictions that lapse one-quarter per annum beginning one year from February 22, 2017, the date of grant.
- Includes 13,667 shares of restricted common stock on which forfeiture restrictions have not yet lapsed.
- This number represents shares of Common Stock sold to satisfy the income tax obligation due upon the vesting of 1,255 shares of restricted stock relating to a grant dated February 19, 2016, based upon prior designated instructions.
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