Home > Insider Trading > Filing (0001179110-17-003140)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1596967	Moelis & Co	MC	Investment Advice (6282)	464500216

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1604471	R. Osamu Watanabe	C/O Moelis &Amp; Company 399 Park Avenue, 5Th Floor New York NY 10022	General Counsel And Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2017-02-22	3,466	$0.00	3,597	No	4	A	Direct
Class A Common Stock	Disposition	2017-02-22	0	$12.09	3,597	No	4	D	Direct
Class A Common Stock	Disposition	2017-02-22	3,466	$36.99	131	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	D	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	2015 Incentive RSUs	Disposition	2017-02-22	3,466	$0.00	3,466	$0.00
Class A Common Stock	2016 Incentive RSUs	Acquisiton	2017-02-23	11,885	$0.00	11,885	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
13,866			No	4	M	Direct
11,885			No	4	A	Direct

Footnotes

Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
Pursuant to the terms of the RSUs, fractional shares were settled in cash.
Based on the price per share of Class A common stock of $36.99.
The RSUs were settled for Class A common stock on February 22, 2017.
Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.
The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022.