Filing Details
- Accession Number:
- 0001171843-17-001108
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-24 16:05:19
- Reporting Period:
- 2017-02-22
- Filing Date:
- 2017-02-24
- Accepted Time:
- 2017-02-24 16:05:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 898437 | Anika Therapeutics Inc. | ANIK | Surgical & Medical Instruments & Apparatus (3841) | 043145961 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1572857 | Sylvia Cheung | 32 Wiggins Avenue Bedford MA 01730 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-22 | 5,000 | $10.99 | 37,725 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-22 | 1,117 | $49.20 | 36,608 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-02-22 | 2,000 | $49.01 | 34,608 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-22 | 5,000 | $6.99 | 39,608 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-22 | 1,193 | $49.05 | 38,415 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-22 | 807 | $49.02 | 37,608 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2017-02-22 | 5,000 | $0.00 | 5,000 | $10.99 |
| Common Stock | Stock Option (Right to buy) | Disposition | 2017-02-22 | 4,193 | $0.00 | 4,193 | $6.99 |
| Common Stock | Stock Option (Right to buy) | Disposition | 2017-02-22 | 807 | $0.00 | 807 | $6.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 20,000 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct |
Footnotes
- Exercise of stock appreciation rights ("SARS") granted on January 31, 2008, which vested in full on such date, and expiring on January 31, 2018.
- Reflects 1,117 shares of common stock utilized to cover the exercise price of the above listed SARs award by the Reporting Person on February 22, 2017.
- Exercise of 4,193 stock options granted on June 7, 2011 that are fully vested.
- Exercise of 807 stock options granted on June 7, 2011 that were fully vested.
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