Filing Details

Accession Number:
0001140361-17-008973
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-02-24 10:05:16
Reporting Period:
2016-04-01
Filing Date:
2017-02-24
Accepted Time:
2017-02-24 10:05:16
Original Submission Date:
2016-04-05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1367644 Emergent Biosolutions Inc. EBS Pharmaceutical Preparations (2834) 141902018
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1380956 Robert Kramer 400 Professional Dr, Suite 400
Gaithersburg MD 20879
Evp, Corporate Services Divisi No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-04-01 11,531 $14.41 91,607 No 4 M Direct
Common Stock Disposition 2016-04-01 11,531 $35.49 80,076 No 4 S Direct
Common Stock Acquisiton 2016-04-01 3,939 $14.67 84,015 No 4 M Direct
Common Stock Disposition 2016-04-01 3,939 $35.74 80,076 No 4 S Direct
Common Stock Acquisiton 2016-04-01 17,354 $28.09 97,430 No 4 M Direct
Common Stock Disposition 2016-04-01 17,354 $35.48 80,076 No 4 S Direct
Common Stock Acquisiton 2016-04-01 5,503 $29.00 85,579 No 4 M Direct
Common Stock Disposition 2016-04-01 5,503 $35.66 80,076 No 4 S Direct
Common Stock Disposition 2016-04-01 445 $35.93 79,631 No 4 S Direct
Common Stock Disposition 2016-04-01 1,855 $35.80 77,776 No 4 S Direct
Common Stock Disposition 2016-04-01 2,945 $35.73 74,831 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Acquisiton 2016-04-01 11,531 $0.00 11,531 $14.41
Common Stock Stock Option Acquisiton 2016-04-01 3,939 $0.00 3,939 $14.67
Common Stock Stock Option Acquisiton 2016-04-01 17,354 $0.00 17,354 $28.09
Common Stock Stock Option Acquisiton 2016-04-01 5,503 $0.00 5,503 $29.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,531 2019-11-04 No 4 M Direct
3,940 2020-03-11 No 4 M Direct
34,708 2021-03-10 No 4 M Direct
27,514 2022-03-09 No 4 M Direct
Footnotes
  1. These sales were executed pursuant to a 10b5-1 trading plan adopted by the reporting person on February 29, 2016.
  2. Consists of an option granted under the company's stock incentive plan on November 5, 2012.
  3. Consists of an option granted under the company's stock incentive plan on March 12, 2013.
  4. Consists of an option granted under the company's stock incentive plan on March 11, 2014.
  5. Consists of an option granted under the company's stock incentive plan on March 10, 2015.
  6. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.11 to $36.34, inclusive.
  7. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.37 to $36.32, inclusive.
  8. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.07 to $36.35, inclusive.
  9. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.12 to $36.42, inclusive.
  10. Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.
  11. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.91 to $36.00, inclusive.
  12. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $36.13, inclusive.
  13. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $36.32, inclusive.
  14. The option vested in three equal installments in November 2013, 2014 and 2015.
  15. The option vest in three equal installments in March 2014, 2015 and 2016.
  16. The option vest in three equal installments in March 2015, 2016 and 2017.
  17. The option vest in three equal installments in March 2016, 2017 and 2018.