Filing Details
- Accession Number:
- 0001323953-17-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-23 16:04:22
- Reporting Period:
- 2017-02-21
- Filing Date:
- 2017-02-23
- Accepted Time:
- 2017-02-23 16:04:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1375557 | Guidance Software Inc. | GUID | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1323953 | Rgm Capital, Llc | 9010 Strada Stell Court Suite 105 Naples FL 34109 | No | No | Yes | No | |
1413431 | G Robert Moses | Rgm Capital, Llc 9010 Strada Stell Court, Suite 105 Naples FL 34109 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Disposition | 2017-02-21 | 71,797 | $7.42 | 3,810,624 | No | 4 | S | Indirect | By private limited partnerships and separately managed accounts |
Common Stock, $0.001 Par Value Per Share | Disposition | 2017-02-22 | 73,377 | $7.05 | 3,737,247 | No | 4 | S | Indirect | By private limited partnerships and separately managed accounts |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By private limited partnerships and separately managed accounts |
No | 4 | S | Indirect | By private limited partnerships and separately managed accounts |
Footnotes
- This Form 4 is filed jointly by Robert G. Moses and RGM Capital, LLC (RGM). Robert G. Moses and RGM are deemed to be 10% beneficial owners of the Issuer. The securities reported on this Form 4 are either held in the name of private investment limited partnerships, of which an affiliate of RGM is the general partner, or in the name of separately managed accounts for which RGM is investment manager. By virtue of his position as the managing member of RGM, Mr. Moses may be deemed to beneficially own the securities reported in this Form 4. Mr. Moses and RGM each disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that Mr. Moses or RGM is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.