Filing Details
- Accession Number:
- 0000100493-17-000047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-23 12:29:05
- Reporting Period:
- 2016-12-19
- Filing Date:
- 2017-02-23
- Accepted Time:
- 2017-02-23 12:29:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
100493 | Tyson Foods Inc | TSN | Poultry Slaughtering And Processing (2015) | 710225165 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1592293 | R Stephen Stouffer | 2200 W. Don Tyson Parkway Springdale AR 72762 | President Of Fresh Meats | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-12-19 | 82 | $0.00 | 49,425 | No | 4 | J | Direct | |
Class A Common Stock | Acquisiton | 2017-02-09 | 56 | $0.00 | 2,733 | No | 4 | J | Indirect | Employee Stock Purchase Plan |
Class A Common Stock | Acquisiton | 2017-02-21 | 24,833 | $31.82 | 74,258 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-02-21 | 24,833 | $64.61 | 49,425 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2017-02-21 | 24,833 | $42.26 | 74,258 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-02-21 | 24,833 | $64.55 | 49,425 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2017-02-21 | 12,254 | $50.00 | 61,679 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-02-21 | 12,254 | $64.58 | 49,425 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Indirect | Employee Stock Purchase Plan |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2017-02-21 | 24,833 | $31.82 | 24,833 | $31.82 |
Class A Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2017-02-21 | 24,833 | $42.26 | 24,833 | $42.26 |
Class A Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2017-02-21 | 12,254 | $50.00 | 12,254 | $50.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-11-22 | 2023-11-22 | No | 4 | M | Direct |
24,833 | 2015-11-21 | 2024-11-21 | No | 4 | M | Direct |
24,505 | 2016-11-30 | 2025-11-30 | No | 4 | M | Direct |
Footnotes
- Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
- Includes 7,021.6853 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement ("SIA") are achieved; 8,544.25 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable SIA are achieved; and 7,277.144 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable SIA are achieved.
- Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.
- This is a weighted average price. These shares were sold in multiple transactions on February 21, 2017 at prices ranging from $64.53 to $64.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- This is a weighted average price. These shares were sold in multiple transactions on February 21, 2017 at prices ranging from $64.49 to $64.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- This is a weighted average price. These shares were sold in multiple transactions on February 21, 2017 at prices ranging from $64.52 to $64.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.