Filing Details
- Accession Number:
- 0001209191-17-013563
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-02-22 21:21:07
- Reporting Period:
- 2016-05-11
- Filing Date:
- 2017-02-22
- Accepted Time:
- 2017-02-22 21:21:07
- Original Submission Date:
- 2016-05-12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 319815 | Maxwell Technologies Inc | MXWL | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 952390133 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1416939 | David Lyle | 3888 Calle Fortunada San Diego CA 92123 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-05-11 | 5,752 | $5.75 | 7,251 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- These shares were sold in the open market in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of the Reporting Person's restricted stock unit award.
- The original Form 4 Report incorrectly stated the number of shares sold by the Reporting Person as 5,693 shares, accordingly, an incorrect amount of securities beneficially owned was reported on the original Form 4 Report.
- The original Form 4 Report incorrectly stated the sale price per share as $5.77.
Billionaire Hedge Funds
