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Filing Details

Accession Number:: 0000049071-17-000038
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-02-22 21:06:32
Reporting Period:: 2017-02-18

Filing Date:: 2017-02-22
Accepted Time:: 2017-02-22 21:06:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1018658	E James Murray	Humana Inc. 500 West Main Street Louisville KY 40202	Evp & Coo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Humana Common	Acquisiton	2017-02-18	17,357	$0.00	76,798	No	4	M	Direct
Humana Common	Disposition	2017-02-18	7,834	$205.33	68,964	No	4	F	Direct
Humana Common	Acquisiton	2017-02-21	24,584	$102.16	93,548	No	4	M	Direct
Humana Common	Acquisiton	2017-02-21	10,846	$164.65	104,394	No	4	M	Direct
Humana Common	Acquisiton	2017-02-21	10,737	$167.81	115,131	No	4	M	Direct
Humana Common	Disposition	2017-02-21	487	$205.33	114,644	No	4	F	Direct
Humana Common	Disposition	2017-02-21	45,189	$205.09	69,455	No	4	S	Direct
Humana Common	Disposition	2017-02-22	9,523	$204.69	59,932	No	4	S	Direct
Humana Common	Disposition	2017-02-21	25,143	$205.40	34,789	No	4	S	Direct
Humana Common	Disposition	2017-02-21	14,855	$205.48	12,407	No	4	S	Indirect	See Footnote
Humana Common	Disposition	2017-02-21	3,983	$205.56	0	No	4	S	Indirect	See Footnote
Humana Common	Disposition	2017-02-21	1,356	$205.62	0	No	4	S	Indirect	See Footnote
Humana Common	Disposition	2017-02-21	6,522	$205.62	0	No	4	S	Indirect	See Footnote
Humana Common	Disposition	2017-02-21	16,000	$205.44	10,838	No	4	S	Indirect	See Footnote
Humana Common	Disposition	2017-02-22	1,685	$205.34	0	No	4	J	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	J	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2017-02-21	24,584	$0.00	24,584	$102.16
Humana Common	Options	Disposition	2017-02-21	10,846	$0.00	10,846	$164.65
Humana Common	Options	Disposition	2017-02-21	10,737	$0.00	10,737	$167.81
Humana Common	Restricted Stock Units	Disposition	2017-02-18	5,384	$0.00	5,384	$0.00
Humana Common	Phantom Stock Units	Disposition	2017-02-22	3,808	$205.34	3,808	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2021-02-18	No	4	M	Direct
21,692	2022-02-24	No	4	M	Direct
21,475	2023-02-18	No	4	M	Direct
0		No	4	M	Direct
0		No	4	J	Indirect

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Restricted Stock Units	$0.00			4,768	4,768	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	4,768	4,768	Direct

Footnotes

Shares held by reporting person's spouse.
Shares held in The Murray Family Partnership.
Shares held for the benefit of reporting person as of January 31, 2017 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/18/14, 100% of the award is vesting on 02/18/17.
Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
Shares held in Family Trust - Mr. Murray's spouse is the trustee and his family members are the beneficiaries.
Phantom Stock Units (based on the value of Humana common stock) held for the benefit of reporting person as of January 31, 2017, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.
Shares held in October 2016 GRAT.
Includes both time based (5,384) and performance based (11,973) restricted stock units that vested on 2/18/17.
Shares sold at a prices ranging from $204.63 to $205.54.
Shares sold at a prices ranging from $204.31 to $204.89.
Shares held in October 2015 GRAT.
Shares sold at a prices ranging from $204.67 to $205.94.
Shares sold at a prices ranging from $205.46 to $205.99.
Shares sold at a prices ranging from $205.37 to $205.96.
Shares sold at a prices ranging from $204.67 to $205.94.
Shares sold at a prices ranging from $204.75 to $206.00.
Shares sold at closing price on 2/21/2017.