Filing Details
- Accession Number:
- 0000707549-17-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-22 20:45:43
- Reporting Period:
- 2017-02-17
- Filing Date:
- 2017-02-22
- Accepted Time:
- 2017-02-22 20:45:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1343600 | Timothy Archer | 4650 Cushing Parkway Fremont CA 94538 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-02-17 | 4,032 | $114.90 | 69,231 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2017-02-17 | 43,468 | $114.90 | 112,699 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-02-21 | 30,000 | $42.61 | 142,699 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-21 | 30,000 | $117.61 | 112,699 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Market-based Performance Restricted Stock Unit | Disposition | 2017-02-17 | 28,979 | $0.00 | 28,979 | $0.00 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-02-21 | 30,000 | $42.61 | 30,000 | $42.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
0 | 2015-02-08 | 2020-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,385 | Indirect | By 401(k) |
Common Stock | 518 | Indirect | By Spouse 401(k) |
Footnotes
- Amount reported includes shares subject to unvested Restricted Stock Units.
- On 2/18/14, the Reporting Person received a target grant of 28,979 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/17. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. The performance payout was approved at 150% of target.
- Shares exercised pursuant to 10b5-1 Trading Plan
- Shares sold pursuant to 10b5-1 Trading Plan.
- These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/17. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17.