Filing Details
- Accession Number:
- 0001225208-17-004193
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-22 20:13:30
- Reporting Period:
- 2017-02-20
- Filing Date:
- 2017-02-22
- Accepted Time:
- 2017-02-22 20:13:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489393 | Lyondellbasell Industries N.v. | LYB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1350861 | H Jacquelyn Wolf | 4Th Floor One Vine Street London X0 W1J 0AH | Svp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Disposition | 2017-02-20 | 441 | $92.91 | 16,514 | No | 4 | F | Direct | |
Class A Ordinary Shares | Acquisiton | 2017-02-22 | 4,518 | $89.94 | 21,032 | No | 4 | M | Direct | |
Class A Ordinary Shares | Acquisiton | 2017-02-22 | 4,169 | $60.51 | 25,201 | No | 4 | M | Direct | |
Class A Ordinary Shares | Acquisiton | 2017-02-22 | 3,112 | $77.93 | 28,313 | No | 4 | M | Direct | |
Class A Ordinary Shares | Acquisiton | 2017-02-22 | 2,970 | $85.80 | 31,283 | No | 4 | M | Direct | |
Class A Ordinary Shares | Disposition | 2017-02-22 | 14,769 | $94.01 | 16,514 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Opt - Stock Option | Disposition | 2017-02-22 | 4,169 | $0.00 | 4,169 | $60.51 |
Class A Ordinary Shares | Opt - Stock Option | Disposition | 2017-02-22 | 3,112 | $0.00 | 3,112 | $77.93 |
Class A Ordinary Shares | Opt - Stock Option | Disposition | 2017-02-22 | 4,518 | $0.00 | 4,518 | $89.94 |
Class A Ordinary Shares | Opt - Stock Option | Disposition | 2017-02-22 | 2,970 | $0.00 | 2,970 | $85.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2023-02-12 | No | 4 | M | Direct | |
6,222 | 2026-02-16 | No | 4 | M | Direct | |
2,259 | 2025-02-17 | No | 4 | M | Direct | |
0 | 2017-02-20 | No | 4 | M | Direct |
Footnotes
- Includes 7,478 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 939 granted on September 1, 2012 vest on September 1, 2017; 2,287 granted on February 12, 2013 vest on February 12, 2018; 1,845 granted on February 17, 2015 that vest on February 17, 2018 and 2,407 granted on February 16, 2016 that vest on February 16, 2019.
- This transaction was executed in multiple trades at prices ranging from $94.00 to $94.06. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Granted pursuant to the issuer's long-term incentive plan. The option was originally granted on February 12, 2013 and vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.
- Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 3,112 vested on February 16, 2017; 3,111 vest on February 16, 2018 and 3,111 vest on February 16, 2019.
- Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 17, 2015.
- Granted pursuant to the issuer's long-term incentive plan. The option was originally granted on February 20, 2014 and vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.