Filing Details

Accession Number:
0001225208-17-004193
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-22 20:13:30
Reporting Period:
2017-02-20
Filing Date:
2017-02-22
Accepted Time:
2017-02-22 20:13:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1489393 Lyondellbasell Industries N.v. LYB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1350861 H Jacquelyn Wolf 4Th Floor
One Vine Street
London X0 W1J 0AH
Svp, Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Ordinary Shares Disposition 2017-02-20 441 $92.91 16,514 No 4 F Direct
Class A Ordinary Shares Acquisiton 2017-02-22 4,518 $89.94 21,032 No 4 M Direct
Class A Ordinary Shares Acquisiton 2017-02-22 4,169 $60.51 25,201 No 4 M Direct
Class A Ordinary Shares Acquisiton 2017-02-22 3,112 $77.93 28,313 No 4 M Direct
Class A Ordinary Shares Acquisiton 2017-02-22 2,970 $85.80 31,283 No 4 M Direct
Class A Ordinary Shares Disposition 2017-02-22 14,769 $94.01 16,514 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Ordinary Shares Opt - Stock Option Disposition 2017-02-22 4,169 $0.00 4,169 $60.51
Class A Ordinary Shares Opt - Stock Option Disposition 2017-02-22 3,112 $0.00 3,112 $77.93
Class A Ordinary Shares Opt - Stock Option Disposition 2017-02-22 4,518 $0.00 4,518 $89.94
Class A Ordinary Shares Opt - Stock Option Disposition 2017-02-22 2,970 $0.00 2,970 $85.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-02-12 No 4 M Direct
6,222 2026-02-16 No 4 M Direct
2,259 2025-02-17 No 4 M Direct
0 2017-02-20 No 4 M Direct
Footnotes
  1. Includes 7,478 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 939 granted on September 1, 2012 vest on September 1, 2017; 2,287 granted on February 12, 2013 vest on February 12, 2018; 1,845 granted on February 17, 2015 that vest on February 17, 2018 and 2,407 granted on February 16, 2016 that vest on February 16, 2019.
  2. This transaction was executed in multiple trades at prices ranging from $94.00 to $94.06. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Granted pursuant to the issuer's long-term incentive plan. The option was originally granted on February 12, 2013 and vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.
  4. Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 3,112 vested on February 16, 2017; 3,111 vest on February 16, 2018 and 3,111 vest on February 16, 2019.
  5. Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 17, 2015.
  6. Granted pursuant to the issuer's long-term incentive plan. The option was originally granted on February 20, 2014 and vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.