Filing Details
- Accession Number:
- 0000707549-17-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-22 19:37:35
- Reporting Period:
- 2017-02-17
- Filing Date:
- 2017-02-22
- Accepted Time:
- 2017-02-22 19:37:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1293332 | B Martin Anstice | 4650 Cushing Parkway Fremont CA 94538 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-02-17 | 8,737 | $114.90 | 119,984 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2017-02-17 | 94,183 | $114.90 | 214,167 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-21 | 500 | $115.58 | 213,667 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-21 | 3,928 | $116.70 | 209,739 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-21 | 11,572 | $117.48 | 198,167 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Market-based Performance Restricted Stock Unit | Disposition | 2017-02-17 | 62,789 | $0.00 | 62,789 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Footnotes
- Amount reported includes shares subject to unvested Restricted Stock Units.
- On 2/18/14, the Reporting Person received a target grant of 62,789 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/17. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. The performance payout was approved at 150% of target.
- Shares sold pursuant to 10b5-1 Trading Plan.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $114.98 to $115.88, inclusive.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $115.98 to $116.97, inclusive.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $116.98 to $117.94, inclusive.
- These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/17. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17.