Filing Details
- Accession Number:
- 0001642689-17-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-22 19:26:55
- Reporting Period:
- 2017-02-17
- Filing Date:
- 2017-02-22
- Accepted Time:
- 2017-02-22 19:26:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
106640 | Whirlpool Corp | WHR | Household Appliances (3630) | 381490038 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1642689 | W James Peters | Whirlpool Corporation 2000 N. M-63 Benton Harbor MI 49022 | Exec Vice President And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-02-17 | 192 | $0.00 | 10,348 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-17 | 60 | $177.19 | 10,288 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2017-02-17 | 1,264 | $138.56 | 11,855 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-02-17 | 1,123 | $132.19 | 12,675 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-17 | 2,387 | $177.33 | 10,288 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-02-20 | 442 | $0.00 | 10,730 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-20 | 139 | $177.19 | 10,591 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-02-21 | 600 | $179.61 | 9,991 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Restricted Stock Units | Disposition | 2017-02-17 | 192 | $0.00 | 192 | $0.00 |
Common | Employee Stock Options (Right to Buy) | Disposition | 2017-02-17 | 1,264 | $0.00 | 1,264 | $138.56 |
Common | Employee Stock Options (Right to Buy) | Disposition | 2017-02-17 | 1,123 | $0.00 | 1,123 | $132.19 |
Common | Restricted Stock Units | Disposition | 2017-02-17 | 442 | $0.00 | 442 | $0.00 |
Common | Employee Stock Options (Right to Buy) | Acquisiton | 2017-02-20 | 17,033 | $0.00 | 17,033 | $177.19 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
0 | 2016-02-17 | 2024-02-17 | No | 4 | M | Direct |
2,176 | 2017-02-15 | 2026-02-15 | No | 4 | M | Direct |
0 | No | 4 | M | Direct | ||
17,033 | 2027-02-20 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,079 | Indirect | 401(k) Stock Fund |
Footnotes
- Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.31 to $177.3502, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the prices set forth in this footnote.
- Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.58 to $179.62, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the prices set forth in this footnote.
- Options will vest and become exercisable as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020.