Filing Details

Accession Number:
0000049071-17-000034
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-22 19:21:37
Reporting Period:
2017-02-18
Filing Date:
2017-02-22
Accepted Time:
2017-02-22 19:21:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49071 Humana Inc HUM Hospital & Medical Service Plans (6324) 610647538
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1565717 S. Timothy Huval Humana Inc.
500 West Main Street
Louisville KY 40202
Senior Vp & Chief Hr Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Humana Common Acquisiton 2017-02-18 10,651 $0.00 42,169 No 4 M Direct
Humana Common Disposition 2017-02-18 4,548 $205.33 37,621 No 4 F Direct
Humana Common Acquisiton 2017-02-21 5,029 $102.16 42,650 No 4 M Direct
Humana Common Disposition 2017-02-21 487 $205.33 42,163 No 4 F Direct
Humana Common Disposition 2017-02-21 25,529 $204.94 16,634 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Humana Common Options Disposition 2017-02-21 5,029 $0.00 5,029 $102.16
Humana Common Restricted Stock Units Disposition 2017-02-18 3,304 $0.00 3,304 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-02-18 No 4 M Direct
0 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Humana Common Options $164.65 2022-02-24 14,010 14,010 Direct
Humana Common Options $167.81 2023-02-18 20,804 20,804 Direct
Humana Common Restricted Stock Units $0.00 3,079 3,079 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-02-24 14,010 14,010 Direct
2023-02-18 20,804 20,804 Direct
3,079 3,079 Direct
Footnotes
  1. Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
  2. Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
  3. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.
  4. Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  5. Restricted stock units granted to Reporting Person on 02/18/2014, 100% of the award is vesting on 02/18/17.
  6. Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
  7. Includes both time based (3,304) and performance based (7,347) restricted stock units that vested on 2/18/17.
  8. Shares sold at prices ranging from $204.55 to $205.43.