Filing Details
- Accession Number:
- 0001225208-17-004174
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-22 17:44:54
- Reporting Period:
- 2017-02-17
- Filing Date:
- 2017-02-22
- Accepted Time:
- 2017-02-22 17:44:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 55785 | Kimberly Clark Corp | KMB | Converted Paper & Paperboard Prods (No Contaners/Boxes) (2670) | 390394230 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1222890 | J Thomas Falk | P.o. Box 619100 Dallas TX 75261-9100 | Chairman Of The Board And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-17 | 60,964 | $110.72 | 60,964 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-17 | 60,964 | $131.61 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-02-17 | 60,964 | $0.00 | 60,964 | $110.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 142,251 | 2025-04-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,360 | Indirect | 401(k) and Profit Sharing Plan |
| Common Stock | 559,298 | Indirect | Held by TKM II, Ltd. |
| Common Stock | 99,411 | Indirect | Held by TKM, Ltd. |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $131.21 to $132.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Shares are held by the trustee of the Kimberly-Clark Corporation 401(k) and Profit Sharing Plan and beneficially owned by the reporting person as of a recent practicable date.
- TKM II, Ltd. is a family limited partnership which is owned by (i) an entity owned by a Trust, controlled by the reporting person and his spouse as general partner, and (ii) a Trust controlled by the reporting person and his spouse as limited partners.
- TKM, Ltd. is a family limited partnership which is owned by (i) an entity owned by a trust, controlled by the reporting person and his spouse as general partner, and (ii) two family trusts previously established for the benefit of the reporting person's son as limited partners.
- Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan.
- All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off.
- The option vests in three annual installments of 30%, 30% and 40%, beginning on April 29, 2016.
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