Filing Details
- Accession Number:
- 0001209191-17-013408
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-22 17:16:42
- Reporting Period:
- 2017-02-17
- Filing Date:
- 2017-02-22
- Accepted Time:
- 2017-02-22 17:16:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
16040 | Cabot Corp | CBT | Miscellaneous Chemical Products (2890) | 042271897 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1422978 | M. Patrick Prevost | C/O Cabot Corporation Two Seaport Lane, Suite 1300 Boston MA 02210 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-02-17 | 40,328 | $55.37 | 293,548 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-17 | 12,139 | $55.37 | 281,409 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2017-02-21 | 92,562 | $34.64 | 373,971 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-21 | 92,562 | $58.22 | 281,409 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | Acquisiton | 2017-02-17 | 40,328 | $0.00 | 40,328 | $0.00 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-02-21 | 92,562 | $0.00 | 92,562 | $34.64 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-02-17 | 2017-02-17 | No | 4 | M | Direct |
0 | 2019-10-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 50 | Indirect | Through the Trustee for the Corporation's 401(k) plan |
Footnotes
- The price reported is the closing price of Cabot stock as of January 31, 2017, the date the phantom stock was valued for settlement under the terms of the Supplemental 401(k) Plan.
- The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from 58.15 to $58.74, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.
- Reflects retirement plan contributions by the Corporation.
- 1 for 1
- 92,562 shares were subject to the option. The option vested over a three year period as follows: 30% November 12, 2011, 30% November 12, 2012 and 40% on November 12, 2013.