Filing Details
- Accession Number:
- 0001209191-17-013315
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-22 16:48:42
- Reporting Period:
- 2017-02-17
- Filing Date:
- 2017-02-22
- Accepted Time:
- 2017-02-22 16:48:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
887733 | Central Garden & Pet Co | CENT | Wholesale-Miscellaneous Nondurable Goods (5190) | 680275553 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1514157 | A. George Yuhas | C/O Central Garden &Amp; Pet Company 1340 Treat Blvd, Suite 600 Walnut Creek CA 94597 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-02-17 | 12,500 | $10.63 | 64,325 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-02-17 | 8,512 | $33.65 | 55,813 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2017-02-17 | 11,750 | $13.82 | 67,563 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-02-17 | 8,451 | $33.65 | 59,112 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2017-02-22 | 7,287 | $32.46 | 51,825 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2017-02-17 | 12,500 | $0.00 | 12,500 | $10.63 |
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2017-02-17 | 11,750 | $0.00 | 11,750 | $13.82 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
37,500 | 2021-03-31 | No | 4 | M | Direct | |
35,250 | 2022-01-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Units | 3,652 | Indirect | By 401(k) Plan |
Footnotes
- Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
- The range of prices for the shares of Class A Common Stock is from $33.265 to $33.354. Mr. Yuhas undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
- The options shall vest in four increments of 25% on March 31, 2016, 2017, 2018 and 2019.
- The options shall vest in four increments of 25% on January 29, 2017, 2018, 2019 and 2020.