Filing Details
- Accession Number:
- 0000927089-17-000094
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-22 16:21:30
- Reporting Period:
- 2017-02-21
- Filing Date:
- 2017-02-22
- Accepted Time:
- 2017-02-22 16:21:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1391933 | Quaint Oak Bancorp Inc | QNTO | Savings Institutions, Not Federally Chartered (6036) | 352293957 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1403487 | J Robert Phillips | C/O Quaint Oak Bancorp, Inc. 501 Knowles Avenue Southampton PA 18966 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-21 | 5,000 | $5.00 | 45,146 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-21 | 5,000 | $12.35 | 40,146 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-22 | 1,000 | $5.00 | 41,146 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-22 | 1,000 | $12.40 | 40,146 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-02-21 | 5,000 | $0.00 | 5,000 | $5.00 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-02-22 | 1,000 | $0.00 | 1,000 | $5.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 23,844 | 2013-05-14 | 2018-05-14 | No | 4 | M | Direct |
| 22,844 | 2013-05-14 | 2018-05-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,456 | Indirect | By IRA |
| Common Stock | 658 | Indirect | By Spouse in IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $8.10 | 2023-05-08 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-05-08 | 10,000 | 10,000 | Direct |
Footnotes
- Includes 1,200 shares granted pursuant to the 2013 Stock Incentive Plan which reflect the unvested portion of a grant amount originally covering 3,000 shares (adjusted to reflect the September 8, 2015, 2-for-1 stock split) that commenced vesting at a rate of 20% per year on May 8, 2014 and 37,746 shares held jointly with the reporting person's spouse.
- The options vested 20% per year in five equal annual installments beginning on May 14, 2009.
- The options are vesting ratably over five years at 20% per year commencing on May 8, 2014.
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