Home > Insider Trading > Filing (0001209191-17-013092)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1413837	First Foundation Inc.	FFWM	State Commercial Banks (6022)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1594286	Max Briggs	18101 Von Karman Suite 700 Irvine CA 92612		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-02-22	666	$16.96	27,554	No	4	S	Indirect	by family trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	by family trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	6,000	Indirect	by spouse
Common Stock	1,110	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Option	$7.50	2015-08-28	2022-08-27	30,000	30,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-08-27	30,000	30,000	Direct

Footnotes

On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's indirect ownership of 14,110 additional shares of common stock as of such date
On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's indirect ownership of 3,000 additional shares of common stock as of such date
On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's direct ownership of 555 additional shares of common stock as of such date
On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's ownership of twice as many options with an exercise price being reduced by 50% as of such date