Filing Details
- Accession Number:
- 0001140361-17-008482
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-22 13:49:27
- Reporting Period:
- 2017-02-21
- Filing Date:
- 2017-02-22
- Accepted Time:
- 2017-02-22 13:49:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
730708 | Seacoast Banking Corp Of Florida | SBCF | State Commercial Banks (6022) | 592260678 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1091449 | W John Rose | C/O Capgen Capital Group Iii Lp 120 West 45Th Street, Suite 1010 New York NY 10036 | Yes | No | Yes | No | |
1228649 | Robert Goldstein | C/O Capgen Capital Group Iii Lp 120 West 45Th Street, Suite 1010 New York NY 10036 | No | No | Yes | No | |
1453863 | Eugene Ludwig | C/O Capgen Capital Group Iii Lp 120 West 45Th Street, Suite 1010 New York NY 10036 | Yes | No | Yes | No | |
1488107 | Capgen Capital Group Iii Lp | 120 West 45Th Street, Suite 1010 New York NY 10036 | Yes | No | Yes | No | |
1488108 | Capgen Capital Group Iii Llc | C/O Capgen Capital Group Iii Lp 120 West 45Th Street, Suite 1010 New York NY 10036 | Yes | No | Yes | No | |
1503574 | P John Sullivan | C/O Capgen Capital Group Iii Lp 120 West 45Th Street, Suite 1010 New York NY 10036 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.10 Per Share | Disposition | 2017-02-21 | 6,210,000 | $22.25 | 1,253,141 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.10 Per Share | 52,985 | Direct | |
Common Stock, Par Value $0.10 Per Share | 12,437 | Indirect | See footnote. |
Common Stock, Par Value $0.10 Per Share | 9,950 | Direct | |
Common Stock, Par Value $0.10 Per Share | 49,373 | Direct |
Footnotes
- CapGen Capital Group III LP ("CapGen III") sold 6,210,000 shares of common stock, par value $0.10 per share ("Common Stock"), of Seacoast Banking Corporation of Florida (the "Issuer") in an underwritten public offering by Issuer and CapGen III, which closed on February 21, 2017.
- The sale price reflects the public offering price. The price received by the reporting person will be $21.02625 per share, which is net of an underwriting discount of $1.22375 per share.
- CapGen Capital Group III LLC ("CapGen LLC"), as the sole general partner of CapGen III, may be deemed to be an indirect beneficial owner of the shares in this row under Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, CapGen LLC disclaims that it is the beneficial owner of such shares, except to the extent of its pecuniary interest.
- Each of Mr. Ludwig, as the managing member of CapGen LLC, Mr. Sullivan, as a member of the investment committee of CapGen LLC, and Mr. Goldstein and Mr. Rose, as principal members and members of the investment committee of CapGen LLC, may be deemed to be an indirect beneficial owner of the shares in this row pursuant to Rule 16a-1(a)(2) promulgated under the Exchange Act.
- Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, each of Mr. Ludwig, Mr. Sullivan, Mr. Rose and Mr. Goldstein disclaims that he is the beneficial owner of the shares in this row, except to the extent of his pecuniary interest.
- Mr. Goldstein directly owns the shares reported in this row.
- The shares reported in this row are held in a retirement account over which Mr. Goldstein holds discretionary authority.
- Mr. Sullivan directly owns the shares reported in this row.
- Mr. Rose directly owns the shares reported in this row.