Filing Details
- Accession Number:
- 0001035267-17-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-22 13:28:16
- Reporting Period:
- 2017-02-17
- Filing Date:
- 2017-02-22
- Accepted Time:
- 2017-02-22 13:28:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1035267 | Intuitive Surgical Inc | ISRG | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 770416458 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1252986 | Marshall Mohr | 1020 Kifer Road Sunnyvale CA 94086 | Svp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-02-17 | 704 | $0.00 | 2,291 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-02-17 | 2,000 | $303.27 | 4,291 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-17 | 2,000 | $725.00 | 2,291 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-17 | 368 | $0.00 | 1,923 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2017-02-21 | 521 | $0.00 | 2,444 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-21 | 272 | $0.00 | 2,172 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-02-17 | 2,000 | $0.00 | 2,000 | $303.27 |
Common Stock | Restricted Stock Units | Disposition | 2017-02-17 | 704 | $0.00 | 704 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2017-02-21 | 521 | $0.00 | 521 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,200 | 2018-02-15 | No | 4 | M | Direct | |
1,408 | 2018-02-17 | No | 4 | M | Direct | |
520 | 2018-02-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 242 | Indirect | by Son |
Footnotes
- These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 7, 2016.
- On 2/17/15, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/17/17, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account
- On 2/18/14, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/21/17, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account
- Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.
- Each Restricted Stock Unit, granted pursuant to the 2010 Employee Stock Option Plan, represents a contingent right to receive one share of Intuitive Surgical common stock. The grant vests 25% on the first anniversary of the date of grant and annually thereafter, over a four year period of time.