Filing Details

Accession Number:
0001035267-17-000041
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-22 13:28:16
Reporting Period:
2017-02-17
Filing Date:
2017-02-22
Accepted Time:
2017-02-22 13:28:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1035267 Intuitive Surgical Inc ISRG Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 770416458
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1252986 Marshall Mohr 1020 Kifer Road
Sunnyvale CA 94086
Svp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-17 704 $0.00 2,291 No 4 M Direct
Common Stock Acquisiton 2017-02-17 2,000 $303.27 4,291 No 4 M Direct
Common Stock Disposition 2017-02-17 2,000 $725.00 2,291 No 4 S Direct
Common Stock Disposition 2017-02-17 368 $0.00 1,923 No 4 F Direct
Common Stock Acquisiton 2017-02-21 521 $0.00 2,444 No 4 M Direct
Common Stock Disposition 2017-02-21 272 $0.00 2,172 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-02-17 2,000 $0.00 2,000 $303.27
Common Stock Restricted Stock Units Disposition 2017-02-17 704 $0.00 704 $0.00
Common Stock Restricted Stock Units Disposition 2017-02-21 521 $0.00 521 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,200 2018-02-15 No 4 M Direct
1,408 2018-02-17 No 4 M Direct
520 2018-02-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 242 Indirect by Son
Footnotes
  1. These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 7, 2016.
  2. On 2/17/15, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/17/17, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account
  3. On 2/18/14, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/21/17, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account
  4. Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.
  5. Each Restricted Stock Unit, granted pursuant to the 2010 Employee Stock Option Plan, represents a contingent right to receive one share of Intuitive Surgical common stock. The grant vests 25% on the first anniversary of the date of grant and annually thereafter, over a four year period of time.