Filing Details
- Accession Number:
- 0001493152-17-001807
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-02-22 09:40:44
- Reporting Period:
- 2017-02-13
- Filing Date:
- 2017-02-22
- Accepted Time:
- 2017-02-22 09:40:44
- Original Submission Date:
- 2017-02-15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1482541 | Surna Inc. | SRNA | Agricultural Services (700) | 273911608 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1608502 | Marie Brandy Keen | 6519 Steeple Rock Dr Frederick CO 80516 | Vp Sales, Secretary | Yes | Yes | Yes | No |
| 1608505 | Banks Stephen Keen | 6519 Steeple Rock Dr Frederick CO 80516 | Director Of Technology | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-02-13 | 55,000 | $0.16 | 32,409,669 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-14 | 50,000 | $0.18 | 32,359,669 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-15 | 70,000 | $0.17 | 32,289,669 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting persons on December 12, 2016.
- Shares sold from joint account of the reporting persons.
- Originally reported as a disposition of 65,000 shares; the correct amount of the disposition is 70,000 shares.
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