Filing Details
- Accession Number:
- 0001209191-17-012937
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-21 19:07:57
- Reporting Period:
- 2017-02-21
- Filing Date:
- 2017-02-21
- Accepted Time:
- 2017-02-21 19:07:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
917273 | Rambus Inc | RMBS | Semiconductors & Related Devices (3674) | 943112828 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1570465 | Jae Kim | 1050 Enterprise Way, Suite 700 Sunnyvale CA 94089 | Svp & Gc | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-02-21 | 495 | $7.31 | 120,898 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-02-21 | 2,432 | $5.46 | 123,330 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-02-21 | 1,459 | $5.46 | 124,789 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-02-21 | 242 | $5.63 | 125,031 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-02-21 | 110 | $5.63 | 125,141 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-02-21 | 4,335 | $8.76 | 129,476 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-21 | 9,845 | $12.65 | 119,631 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-02-21 | 495 | $0.00 | 990 | $7.31 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-02-21 | 2,432 | $0.00 | 4,864 | $5.46 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-02-21 | 1,459 | $0.00 | 2,918 | $5.46 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-02-21 | 242 | $0.00 | 485 | $5.63 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-02-21 | 110 | $0.00 | 220 | $5.63 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-02-21 | 4,335 | $0.00 | 20,408 | $8.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
495 | 2022-02-01 | No | 4 | M | Direct | |
2,432 | 2023-02-01 | No | 4 | M | Direct | |
1,459 | 2023-02-01 | No | 4 | M | Direct | |
243 | 2020-08-02 | No | 4 | M | Direct | |
110 | 2021-02-01 | No | 4 | M | Direct | |
16,073 | 2024-02-03 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 21, 2016.
- The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.60 to $12.70. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016.
- Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017.
- One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015.
- Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018.