Filing Details
- Accession Number:
- 0001493225-17-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-21 17:13:54
- Reporting Period:
- 2017-02-16
- Filing Date:
- 2017-02-21
- Accepted Time:
- 2017-02-21 17:13:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1493225 | Northfield Bancorp Inc. | NFBK | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1409539 | Wade John Alexander | 581 Main Street, Suite 810 Woodbridge NJ 07095 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-02-16 | 50,000 | $18.12 | 612,975 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-17 | 75,000 | $18.27 | 537,975 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-21 | 52,312 | $18.47 | 485,663 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 27,359 | Indirect | By ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | $7.09 | 2010-01-30 | 2019-01-30 | 170,400 | 170,400 | Direct |
Common Stock | Stock Options | $13.13 | 2015-06-11 | 2024-06-11 | 384,768 | 384,768 | Direct |
Common Stock | Stock Options | $14.76 | 2016-05-27 | 2025-05-27 | 225,000 | 225,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-01-30 | 170,400 | 170,400 | Direct |
2024-06-11 | 384,768 | 384,768 | Direct |
2025-05-27 | 225,000 | 225,000 | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $18.00 to $18.26, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $18.20 to $18.33, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $18.40 to $18.54, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.