Filing Details
- Accession Number:
- 0001179110-17-002774
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-21 17:02:50
- Reporting Period:
- 2017-02-16
- Filing Date:
- 2017-02-21
- Accepted Time:
- 2017-02-21 17:02:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
947484 | Arch Capital Group Ltd. | ACGL | Fire, Marine & Casualty Insurance (6331) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1227102 | Constantine Iordanou | C/O Arch Capital Group Ltd. Waterloo House,100 Pitts Bay Road Pembroke D0 HM 08 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, $.0033 Par Value Per Share | Acquisiton | 2017-02-16 | 94,060 | $23.71 | 252,574 | No | 4 | M | Indirect | By 2010 GRAT |
Common Shares, $.0033 Par Value Per Share | Disposition | 2017-02-16 | 23,712 | $94.04 | 228,862 | No | 4 | F | Indirect | By 2010 GRAT |
Common Shares, $.0033 Par Value Per Share | Acquisiton | 2017-02-16 | 40,940 | $23.71 | 232,462 | No | 4 | M | Direct | |
Common Shares, $.0033 Par Value Per Share | Disposition | 2017-02-16 | 10,321 | $94.04 | 222,141 | No | 4 | F | Direct | |
Common Shares, $.0033 Par Value Per Share | Disposition | 2017-02-17 | 60,000 | $93.58 | 162,141 | No | 4 | S | Direct | |
Common Shares, $.0033 Par Value Per Share | Disposition | 2017-02-21 | 2,490 | $0.00 | 159,651 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | By 2010 GRAT |
No | 4 | F | Indirect | By 2010 GRAT |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares, $.0033 Par Value Per Share | Share Appreciation Right | Disposition | 2017-02-16 | 94,060 | $0.00 | 94,060 | $23.71 |
Common Shares, $.0033 Par Value Per Share | Share Appreciation Right | Disposition | 2017-02-16 | 40,940 | $0.00 | 40,940 | $23.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-05-11 | No | 4 | M | Indirect | |
0 | 2017-05-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares, $.0033 Par Value Per Share | 201,676 | Indirect | By 2015 GRAT |
Common Shares, $.0033 Par Value Per Share | 83,333 | Indirect | By Limited Liability Company |
Common Shares, $.0033 Par Value Per Share | 116,613 | Indirect | By Limited Liability Company |
Common Shares, $.0033 Par Value Per Share | 11,616 | Indirect | By child |
Series C Non-Cumulative Preferred Shares (Non-Convertible) | 6,000 | Direct | |
Series C Non-Cumulative Preferred Shares (Non-Convertible) | 1,800 | Indirect | By spouse |
Footnotes
- On February 16, 2017, the reporting person and the 2010 GRAT each exercised a portion of a share appreciation rights award. A total of 34,033 common shares were withheld in payment of the exercise price; 23,712 common shares were withheld in connection with the exercise by the 2010 GRAT and 10,321 common shares were withheld in connection with the exercise by the reporting person.
- Represents a weighted average sales price; the sales prices range from $93.48 to $93.98 Upon request, the full sale information regarding the number of shares sold at each price increment will be provide to the Commission or to the security holder of the issuer.
- The shares were sold in order to satisfy state and federal income taxes.
- The share appreciation right became exercisable in three equal annual installments commencing May 11, 2008, subject to the applicable award agreement.