Filing Details
- Accession Number:
- 0001062993-17-001049
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-21 16:15:22
- Reporting Period:
- 2017-02-16
- Filing Date:
- 2017-02-21
- Accepted Time:
- 2017-02-21 16:15:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041514 | Net 1 Ueps Technologies Inc | UEPS | Functions Related To Depository Banking, Nec (6099) | 980171860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1302353 | Nitin Soma | President Place, 4Th Floor Cnr. Jan Smuts Ave. And Bolton Rd. Rosebank, Johannesburg T3 | Vice President, Info Tech | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-16 | 12,081 | $8.75 | 66,742 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-16 | 1,626 | $7.35 | 68,368 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-16 | 13,707 | $12.85 | 54,661 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-17 | 23,094 | $7.35 | 77,755 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-17 | 23,094 | $12.88 | 54,661 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-02-16 | 12,081 | $0.00 | 12,081 | $8.75 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-02-16 | 1,626 | $0.00 | 1,626 | $7.35 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-02-17 | 23,094 | $0.00 | 23,094 | $7.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-08-22 | No | 4 | M | Direct | |
| 24,496 | 2023-08-21 | No | 4 | M | Direct | |
| 1,402 | 2023-08-21 | No | 4 | M | Direct |
Footnotes
- Sale prices for the transactions reported here range from $12.82 to $12.90. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or its shareholders upon request.
- Sale prices for the transactions reported here range from $12.82 to $12.95. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or its shareholders upon request.
- The options became exercisable in three equal annual installments commencing on August 22, 2013.
- The options became exercisable in three equal annual installments commencing on August 21, 2014.
Billionaire Hedge Funds
