Filing Details
- Accession Number:
- 0001127602-17-007373
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-21 16:09:43
- Reporting Period:
- 2016-03-11
- Filing Date:
- 2017-02-21
- Accepted Time:
- 2017-02-21 16:09:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1587523 | Knowles Corp | KN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1535760 | Jeffrey Niew | C/O Knowles Corporation 1151 Maplewood Drive Itasca IL 60143 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-03-11 | 4,092 | $13.02 | 306,371 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2017-02-16 | 108,921 | $0.00 | 415,292 | No | 4 | A | Direct | |
Common Stock | Disposition | 2017-02-21 | 11,727 | $19.33 | 403,565 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2017-02-16 | 156,018 | $0.00 | 156,018 | $19.28 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
156,018 | 2018-02-16 | 2024-02-15 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,383 | Indirect | By 401(k) Plan |
Footnotes
- Shares transferred pursuant to a domestic relations order on March 11, 2016.
- Restricted stock granted under the Knowles Corporation 2016 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 27, 2016.
- Option granted under the Knowles Corporation 2016 Equity and Cash Incentive Plan that vests ratably over three years commencing on the first anniversary of the award.