Filing Details
- Accession Number:
- 0001127602-17-007350
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-21 15:52:58
- Reporting Period:
- 2017-02-17
- Filing Date:
- 2017-02-21
- Accepted Time:
- 2017-02-21 15:52:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137774 | Prudential Financial Inc | PRU | Life Insurance (6311) | 223703799 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1653998 | P Timothy Harris | 751 Broad Street, 4Th Floor Attn. Corporate Compliance Newark NJ 07102 | Evp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-17 | 8,534 | $64.01 | 26,022 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-17 | 6,087 | $110.75 | 19,935 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 2011 Employee Stock Option (Right to Buy) | Disposition | 2017-02-17 | 8,534 | $0.00 | 8,534 | $64.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,365 | Indirect | By 401(k) |
Footnotes
- Following the transaction reported on this Form 4, Mr. Harris continues to hold 19,935 shares directly and 1,365 shares indirectly in a 401(k) account. Mr. Harris also holds an additional 42,866 vested stock options, 35,794 unvested stock options, and 21,661 target performance shares (the exact number awarded being dependent on achievement of performance goals).
- The option vested in three equal annual installments beginning on February 8, 2012.
Billionaire Hedge Funds
