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Home > Insider Trading > Filing (0001437749-17-002802)

Filing Details

Accession Number:: 0001437749-17-002802
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-02-17 19:18:35
Reporting Period:: 2017-02-16

Filing Date:: 2017-02-17
Accepted Time:: 2017-02-17 19:18:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
861842	Cathay General Bancorp	CATY	State Commercial Banks (6022)	954274680

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1186009	Y Ting Liu	777 North Broadway Los Angeles CA 90012		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-02-16	13,000	$39.04	353,664	No	4	S	Indirect	Family Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Family Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	15,549	Direct

Footnotes

The amount of securities beneficially owned by the Reporting Person reflects the disposition of 13,000 shares on February 16, 2017 in exchange for interests in a limited partnership fund. The total outstanding also reflects the sale by the Reporting Person of 5,000 Cathay General Bancorp shares for $27.00 per share on November 26, 2013, which the Reporting Person had inadvertently failed to report previously.