Filing Details

Accession Number:
0001637313-17-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-17 18:50:32
Reporting Period:
2017-02-15
Filing Date:
2017-02-17
Accepted Time:
2017-02-17 18:50:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122388 Ellie Mae Inc ELLI Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1637313 P. Joseph Tyrrell C/O Ellie Mae, Inc.
4420 Rosewood Drive, Suite 500
Pleasanton CA 94588
Evp, Corporate Strategy No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-15 5,811 $0.00 38,095 No 4 A Direct
Common Stock Disposition 2017-02-16 1,173 $93.22 36,922 No 4 S Direct
Common Stock Disposition 2017-02-16 552 $93.90 36,370 No 4 S Direct
Common Stock Disposition 2017-02-16 700 $93.16 35,670 No 4 S Direct
Common Stock Disposition 2017-02-16 506 $93.86 35,164 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The reported shares are represented by restricted stock units which vest in four equal annual installments beginning on 2/15/2018.
  2. The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan.
  3. The reported shares represent 25% of RSU grants which vested on 2/15/17; the remaining RSUs granted will vest in equal annual installments thereafter, until such time as the RSUs are 100% vested.
  4. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $92.7700 to $93.6900, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
  5. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $93.8100 to $93.9600, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
  6. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $92.7700 to $93.5400, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
  7. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $93.8000 to $93.9600, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
  8. The directly owned common stock holdings reflected in Table 1, Column 5 of this form include shares purchased through the Ellie Mae, Inc. Employee Stock Purchase Plan. 88 shares were acquired on August 31, 2015.