Filing Details
- Accession Number:
- 0001398344-17-002228
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-17 18:12:43
- Reporting Period:
- 2017-02-15
- Filing Date:
- 2017-02-17
- Accepted Time:
- 2017-02-17 18:12:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1000045 | Nicholas Financial Inc | NICK | Short-Term Business Credit Institutions (6153) | 593019317 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1618333 | Magnolia Capital Fund, Lp | 1411 Harney St., Suite 200 Omaha NE 68102 | No | No | Yes | No | |
1618376 | Magnolia Group, Llc | 1411 Harney Street Suite 200 Omaha NE 68102 | No | No | Yes | No | |
1667769 | K Adam Peterson | 1411 Harney Street, Suite 200 Omaha NE 68102 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-02-15 | 1,750 | $10.91 | 1,195,046 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- All of the reported shares are directly owned by Magnolia Capital Fund, LP, of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Adam K. Peterson ("Mr. Peterson") is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the above listed Common Stock of Nicholas Financial, Inc.
- TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
- This transaction was executed in multiple trades at prices ranging from $10.9099 to $10.91. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.