Filing Details
- Accession Number:
- 0001209191-17-012281
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-17 17:40:19
- Reporting Period:
- 2017-02-16
- Filing Date:
- 2017-02-17
- Accepted Time:
- 2017-02-17 17:40:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
831001 | Citigroup Inc | C | National Commercial Banks (6021) | 521568099 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1566749 | C James Cowles | Citigroup Inc. Corp Law Dept 153 East 53Rd Street, 19Th Floor New York NY 10022 | Ceo, Europe,Middle East&Africa | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-02-16 | 23,825 | $0.00 | 373,540 | No | 4 | A | Direct | |
Common Stock | Disposition | 2017-02-16 | 59,000 | $60.08 | 314,540 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-16 | 1,000 | $59.94 | 0 | No | 4 | S | Indirect | By Family Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Family Partnership |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Unit | Acquisiton | 2017-02-16 | 5,792 | $0.00 | 5,792 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,792 | 2017-08-16 | 2017-08-16 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 80 | Indirect | By Children |
Common Stock | 2,000 | Indirect | By Trust |
Common Stock | 50 | Indirect | By 401(K) Plan |
Footnotes
- Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on February 20, 2021; none of the award is eligible for immediate sale.
- Represents shares the Reporting Person acquired prior to February 16, 2017.
- The Stock Unit is a cash-settled award that vests immediately and will be distributed to the Reporting Person six months following the grant date (subject to tax withholding). Each Stock Unit is the economic equivalent of one share of the Issuer's common stock. The cash amount distributed to the Reporting Person will be determined by multiplying the total number of Stock Units by the average of the high and low prices of the Issuer's common stock on August 16, 2017.