Filing Details
- Accession Number:
- 0001230245-17-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-17 16:30:00
- Reporting Period:
- 2017-02-15
- Filing Date:
- 2017-02-17
- Accepted Time:
- 2017-02-17 16:30:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1230245 | Piper Jaffray Companies | PJC | Security Brokers, Dealers & Flotation Companies (6211) | 300168701 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1538590 | Scott R Larue | 800 Nicollet Mall Minneapolis MN 55402 | Co-Head Global Ib And Cap Mkts | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-02-15 | 5,000 | $81.51 | 16,604 | No | 4 | S | Indirect | Through Living Trust |
| Common Stock | Acquisiton | 2017-02-15 | 8,367 | $0.00 | 45,920 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Through Living Trust |
| No | 4 | A | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.4525 to $81.65 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each price within the range set forth in this footnote upon request by the SEC staff, the issuer, or any shareholder of the issuer.
- These shares were previous reported as directly beneficially owned, and are held by a revocable living trust, of which the reporting person and the reporting person's spouse are co-beneficiaries.
Billionaire Hedge Funds
