Filing Details
- Accession Number:
- 0001209191-17-012078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-17 16:15:12
- Reporting Period:
- 2017-02-15
- Filing Date:
- 2017-02-17
- Accepted Time:
- 2017-02-17 16:15:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1113232 | Axcelis Technologies Inc | ACLS | Special Industry Machinery, Nec (3559) | 341818596 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1411134 | J William Bintz | 108 Cherry Hill Drive Beverly MA 01915 | Evp, Product Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-02-15 | 2,727 | $0.00 | 44,476 | No | 4 | D | Direct | |
Common Stock | Disposition | 2017-02-15 | 1,309 | $0.00 | 43,167 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2017-02-16 | 18,000 | $4.64 | 61,167 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-16 | 18,000 | $16.00 | 43,167 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-02-16 | 2,250 | $6.40 | 45,417 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-16 | 2,250 | $16.05 | 43,167 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2017-02-16 | 18,000 | $0.00 | 18,000 | $4.64 |
Common Stock | Stock option (right to buy) | Acquisiton | 2017-02-16 | 2,250 | $0.00 | 2,250 | $6.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-11-16 | 2019-11-16 | No | 4 | M | Direct |
35,250 | 2014-07-15 | 2020-07-15 | No | 4 | M | Direct |
Footnotes
- These shares were issuable on restricted stock units which forfeited on February 15, 2017 as a result of the non-achievement of 2016 performance goals.
- These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 15, 2017.
- On February 15, 2017, restricted stock units with performance vesting terms granted in May 2016 were determined to have vested as to 60% of the units. The remaining units forfeited. The shares issued to the executive on the vested units were reduced by shares having a value equal to the executive's tax withholding obligation. After these events, of the shares held by the executive as of February 15, 2017, 20,455 were issuable on vesting of other restricted stock units which remain subject to forfeiture.
- Of the shares held as of February 16, 2017, 20,455 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture.