Filing Details
- Accession Number:
- 0001209191-17-011990
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-17 15:02:50
- Reporting Period:
- 2017-02-15
- Filing Date:
- 2017-02-17
- Accepted Time:
- 2017-02-17 15:02:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1430592 | Financial Engines Inc. | FNGN | Investment Advice (6282) | 943250323 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1569409 | Kelly O'donnell | 1050 Enterprise Way 3Rd Floor Sunnyvale CA 94089 | Evp, Cao & Cro | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-15 | 3,500 | $25.10 | 15,590 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-15 | 3,500 | $40.10 | 12,090 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-16 | 4,338 | $26.22 | 16,428 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-16 | 4,338 | $40.50 | 12,090 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-02-15 | 3,500 | $0.00 | 3,500 | $25.10 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-02-16 | 4,338 | $0.00 | 4,338 | $26.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-03-22 | No | 4 | M | Direct | |
| 4,338 | 2022-11-16 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2016.
- The option award is fully vested.
Billionaire Hedge Funds
