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Filing Details

Accession Number:: 0001127602-17-006844
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-02-17 14:51:21
Reporting Period:: 2017-02-15

Filing Date:: 2017-02-17
Accepted Time:: 2017-02-17 14:51:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1125259	Carnival Plc	CUK	Water Transportation (4400)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1553147	Olaf Michael Thamm	C/O Carnival Corporation 3655 N.w. 87Th Avenue Miami FL 33178	Ceo - Costa Crociere	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Ordinary Shares	Acquisiton	2017-02-15	25,614	$0.00	121,080	No	4	A	Direct
Ordinary Shares	Disposition	2017-02-15	12,846	$54.35	108,234	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	S	Direct

Footnotes

Vesting of performance-based restricted stock units ("Performance RSUs") granted on April 16, 2014 pursuant to the Carnival plc 2005 Employee Share Plan. Each Performance RSU represents one share of Carnival plc ordinary shares.
The reporting person was eligible to earn from 0-200% of the stated target amount of Performance RSUs to the extent that Carnival Corporation & plc's annual earnings before interest and taxes, as adjusted for certain fuel price changes for each of the three fiscal years in the 2014-2016 performance cycle and return on invested capital at the end of the three year performance cycle exceed specified performance goals, as modified at the end of the three year performance cycle for Carnival Corporation & plc's total shareholder return rank relative to peers. This includes shares from the settlement of dividend equivalents accumulated during the Performance RSU restricted period.
Represents a surrender of shares to satisfy the tax obligation on the vesting of the Performance RSUs.
The transaction was conducted in British Pounds. The sale price of GBP43.5862 was converted into US$ at the February 15, 2017 conversion rate of GBP1 = USD1.247. This transaction was executed in multiple trades. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.